Date authorised
3 April 2018
Companies House
10770908
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 402
    Dawson House
    5 Jewry Street
    London
    EC3N 2EX
    UNITED KINGDOM
    Phone
    +4402072642090
  • Complaints Contact

    Suite 402
    Dawson House
    5 Jewry Street
    London
    EC3N 2EX
    UNITED KINGDOM
    Phone
    +442076242090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Stephen Norman

    IRN ASN01025

    • Responsible for Insurance Distribution (since 12 Sep 2025)
    • SMF3 Executive Director (since 28 Aug 2025)
  • Colin George Bird

    IRN CGB01060

    • SMF1 Chief Executive (7 Mar 2025 to 16 Oct 2025)
    • SMF9 Chair of the Governing Body (11 Jan 2025 to 7 Mar 2025)
  • Dennis Branoff

    IRN DXB00801

    • SMF3 Executive Director (since 4 Sep 2025)
  • Johan Erik Haggo

    IRN JXH00818

    • SMF3 Executive Director (11 Apr 2022 to 7 Mar 2025)
  • Jose Luis Munoz Robles

    IRN JLM01238

    • CF1 Director (AR) (24 Jan 2023 to 20 Feb 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 20 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Feb 2025)
    • Responsible for Insurance Mediation (3 Apr 2018 to 30 Sep 2018)
    • CF3 Chief Executive (3 Apr 2018 to 8 Dec 2019)
  • Neville Charles Hunt

    IRN NCH01069

    • SMF3 Executive Director (9 Dec 2019 to 29 Jul 2022)
    • CF1 Director (3 Apr 2018 to 8 Dec 2019)
  • Nicholas Branoff

    IRN NXB00425

    • SMF3 Executive Director (since 2 Jun 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.