United International Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alex Smotlak
IRN AXS02594
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
- CF1 Director (1 Apr 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Apr 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Apr 2009 to 8 Dec 2019)
- CF30 Customer (1 Apr 2009 to 8 Dec 2019)
- CF28 Systems and controls (1 Apr 2009 to 8 Dec 2019)
Gregory Edward Elias
IRN GEE01016
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Apr 2009 to 8 Dec 2019)
Michael Kkafas
IRN MXK01738
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Apr 2009 to 23 Dec 2011)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.