Date authorised
5 April 2016
Companies House
09111373
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Gracechurch Street
    London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +442031967347
  • Complaints Contact

    40 Gracechurch Street
    London
    EC3V 0BT
    UNITED KINGDOM
    Phone
    +442031967347

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aron Sharman

    IRN AXS00828

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Graham Harley Woolford

    IRN GXW00213

    • SMF3 Executive Director (since 8 Oct 2021)
  • Kiara Risely

    IRN KXL00153

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Louis Hyatt

    IRN LXH00282

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Nicholas David Louw

    IRN NXL00085

    • SMF3 Executive Director (8 Oct 2021 to 16 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Oct 2021 to 16 Aug 2022)
  • Pierre Rossouw

    IRN PXR00216

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Sarah Dransfield

    IRN SXD00404

    • SMF3 Executive Director (since 22 Oct 2021)
    • SMF16 Compliance Oversight (since 22 Oct 2021)
  • Stephen Paul Conway

    IRN SPC01119

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (5 Apr 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Apr 2016 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.