UNION BANK OF INDIA (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Timothy Ames
IRN TXA01688
- SMF5 Head of Internal Audit (15 Nov 2017 to 25 Oct 2019)
Uday Bhaskar Das
IRN UXD00005
- [PRA CF] Key function holder (11 Mar 2022 to 2 Jan 2025)
Usman Mehmood
IRN UXM00339
- [PRA CF] Key function holder (21 Nov 2024 to 30 Sep 2025)
Varun Singh
IRN VXS91145
- [PRA CF] Significant risk taker or Material risk taker (20 May 2020 to 31 Jan 2023)
Vikram Ravi
IRN VXR71169
- SMF2 Chief Finance (23 Feb 2023 to 6 Feb 2026)
Viswesvaran Radhakrishnan
IRN VXR01253
- SMF1 Chief Executive (26 Apr 2018 to 18 Jun 2021)
- SMF2 Chief Finance (26 Apr 2018 to 18 Jun 2021)
Vivek Jaywant Mhatre
IRN VJM01040
- CF2 Non Executive Director (6 Sep 2013 to 1 Apr 2015)
Xin Sui
IRN XXS01292
- SMF4 Chief Risk (5 Oct 2017 to 27 Aug 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.