UNION BANK OF INDIA (UK) LIMITED

• Principal Place of Business

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4402073324250

  Web

  http://www.unionbankofindiauk.co.uk

• Complaints Contact

  12 Arthur Street

  London

  EC4R 9AB

  UNITED KINGDOM

  Phone

  +4402073324250

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Consumer Loans

• Loan Servicing

• Patrick Joseph Quinn

  IRN PJQ01006

  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 28 Feb 2025)
  • CF2 Non Executive Director (6 Sep 2013 to 6 Mar 2016)
• Prashant Sharma

  IRN PXS00517

  • [PRA CF] Significant risk taker or Material risk taker (22 Apr 2022 to 13 Feb 2025)
  • [PRA CF] Key function holder (22 Apr 2022 to 13 Feb 2025)
  • [FCA CF] Proprietary trader (22 Apr 2022 to 13 Feb 2025)
• RAKESH SETHI

  IRN RXS02372

  • CF2 Non Executive Director (29 Oct 2015 to 6 Mar 2016)
• Raghuvardhan Gadamsetty

  IRN RXG00408

  • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2023 to 13 Feb 2026)
• Rahul Kumar

  IRN RXK00449

  • SMF24 Chief Operations (since 21 Aug 2024)
• Rajkiran Gundyadka Rai

  IRN RXG01955

  • SMF9 Chair of the Governing Body (15 Nov 2017 to 31 May 2022)
• Rajneesh Karnatak

  IRN RXK00297

  • Director of firm who is not a certification employee or a SMF manager (26 May 2022 to 29 Apr 2023)
• Rakesh Kumar

  IRN RXK00601

  • [PRA CF] Key function holder (since 9 Feb 2026)
• Royston Araujo

  IRN RXA00191

  • [FCA CF] Significant management (25 May 2021 to 11 Jan 2023)
• SAHIL STANLEY

  IRN SXS05759

  • [PRA CF] Key function holder (since 14 Nov 2025)

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