UKI Financial Planning Limited

FRN: 556609
Companies House: 07629226
Last scraped: 1 day ago

This firm operates as an appointed representative of Sesame Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

3A Chester Street

Mold

Clwyd

CH7 1EG

UNITED KINGDOM

Phone

+4407740866644

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Anji Adams
IRN AXA02404
- (1)Employed By (2 Aug 2011 to 17 Jul 2013)
Mark William O'Brien
IRN MWO01009
- (1)Employed By (since 12 Apr 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.