UKGlobal Broking Group Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Warren Paul Dickson
IRN WPD01010
- Director of firm who is not a certification employee or a SMF manager (since 4 Jul 2023)
- SMF3 Executive Director (27 Oct 2022 to 3 Jul 2023)

Smaller firms operating under this firm's FCA authorisation.

DYE & DURHAM (UK) LIMITED
FRN 465656 · Appointed 27 Jul 2020
The Chartered Association of Building Engineers (no longer appointed)
FRN 766328 · Appointed 11 Jul 2024 · Until 22 Sep 2025
Richard Charles Hodson (no longer appointed)
FRN 995299 · Appointed 24 Apr 2023 · Until 9 Apr 2025
Residential Property Surveyors Association (no longer appointed)
FRN 983034 · Appointed 11 Sep 2022 · Until 7 Oct 2025
Adaptive Communication Solutions Ltd (no longer appointed)
FRN 776097 · Appointed 25 Jul 2022 · Until 26 Nov 2025
NASAIC Limited (no longer appointed)
FRN 978386 · Appointed 4 Jul 2022 · Until 14 Apr 2023
N.F.S.P. Trading Limited (no longer appointed)
FRN 973768 · Appointed 7 Apr 2022 · Until 16 Oct 2025
Association of Translation Companies Limited (no longer appointed)
FRN 461229 · Appointed 28 Mar 2022 · Until 22 Sep 2025
UKGlobal Group Risk Limited (no longer appointed)
FRN 967839 · Appointed 18 Jan 2022 · Until 31 Oct 2022
3core2 Certification Limited (no longer appointed)
FRN 967711 · Appointed 17 Jan 2022 · Until 1 May 2024

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.