UKGlobal Broking Group Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Warren Paul Dickson
IRN WPD01010
- Director of firm who is not a certification employee or a SMF manager (since 4 Jul 2023)
- SMF3 Executive Director (27 Oct 2022 to 3 Jul 2023)

Smaller firms operating under this firm's FCA authorisation.

UKGlobal Solihull Limited (no longer appointed)
FRN 842609 · Appointed 2 Apr 2020 · Until 11 Nov 2020
UKGlobal Leeds Limited (no longer appointed)
FRN 920824 · Appointed 2 Apr 2020 · Until 31 Oct 2022
UKGlobal London Limited (no longer appointed)
FRN 807721 · Appointed 2 Apr 2020 · Until 31 Oct 2022
UKGlobal Healthcare Solutions Ltd (no longer appointed)
FRN 759453 · Appointed 2 Apr 2020 · Until 31 Oct 2022
UKGlobal Wakefield Ltd (no longer appointed)
FRN 759452 · Appointed 2 Apr 2020 · Until 31 Oct 2022
UKGlobal Bristol Ltd (no longer appointed)
FRN 807722 · Appointed 31 Mar 2020 · Until 31 Oct 2022
UKGlobal Chester Limited (no longer appointed)
FRN 817236 · Appointed 12 Mar 2020 · Until 31 Oct 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.