UKGlobal Broking Group Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Michael Anthony Mitchell
IRN MAM01504
- CF1 Director (AR) (30 Sep 2020 to 9 Aug 2022)
Michael Millar
IRN MXM00877
- Director of firm who is not a certification employee or a SMF manager (since 11 Feb 2025)
Nicholas Travers Hamblin
IRN NTH00010
- Responsible for Insurance Distribution (since 10 Apr 2025)
- SMF9 Chair of the Governing Body (since 14 Sep 2020)
- SMF3 Executive Director (since 20 Jan 2020)
- CF1 Director (AR) (9 Oct 2020 to 18 Aug 2022)
- Responsible for Insurance Distribution (20 Jan 2020 to 15 Jun 2020)
- SMF1 Chief Executive (20 Jan 2020 to 15 Jun 2020)
Paul Terence James Armstrong
IRN PXA27796
- CF1 Director (AR) (30 Sep 2020 to 9 Aug 2022)
Paul Thomas Cook
IRN PXC07716
- CF1 Director (AR) (14 Oct 2020 to 9 Aug 2022)
Philip Douglas Truman
IRN PDT01050
- CF3 Chief Executive (AR) (16 Oct 2020 to 9 Aug 2022)
- SMF3 Executive Director (24 Jul 2020 to 31 Mar 2021)
Rhys David Jones
IRN RXJ00005
- CF1 Director (AR) (21 Sep 2020 to 9 Aug 2022)
Richard Charles Hodson
IRN RCH01148
- CF1 Director (AR) (30 Sep 2020 to 14 Jan 2021)
Richard John Norman
IRN RXN92187
- CF1 Director (AR) (1 Sep 2020 to 3 Dec 2024)
Roy Hastings
IRN RXH20054
- CF1 Director (AR) (24 Sep 2020 to 10 Mar 2023)

Smaller firms operating under this firm's FCA authorisation.

UKGlobal Solihull Limited (no longer appointed)
FRN 842609 · Appointed 2 Apr 2020 · Until 11 Nov 2020
UKGlobal Leeds Limited (no longer appointed)
FRN 920824 · Appointed 2 Apr 2020 · Until 31 Oct 2022
UKGlobal London Limited (no longer appointed)
FRN 807721 · Appointed 2 Apr 2020 · Until 31 Oct 2022
UKGlobal Healthcare Solutions Ltd (no longer appointed)
FRN 759453 · Appointed 2 Apr 2020 · Until 31 Oct 2022
UKGlobal Wakefield Ltd (no longer appointed)
FRN 759452 · Appointed 2 Apr 2020 · Until 31 Oct 2022
UKGlobal Bristol Ltd (no longer appointed)
FRN 807722 · Appointed 31 Mar 2020 · Until 31 Oct 2022
UKGlobal Chester Limited (no longer appointed)
FRN 817236 · Appointed 12 Mar 2020 · Until 31 Oct 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.