UKGlobal Broking Group Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Warren Paul Dickson
IRN WPD01010
- Director of firm who is not a certification employee or a SMF manager (since 4 Jul 2023)
- SMF3 Executive Director (27 Oct 2022 to 3 Jul 2023)

Smaller firms operating under this firm's FCA authorisation.

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KENT COUNTY FOOTBALL ASSOCIATION LTD (no longer appointed)
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Shropshire Football Association Limited (no longer appointed)
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Dennison Graphic Equipment Services Limited (no longer appointed)
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Dave Hall Management Consultants Ltd (no longer appointed)
FRN 803682 · Appointed 17 Apr 2020 · Until 22 Sep 2025
ASCENDIS INTERMEDIARIES LTD (no longer appointed)
FRN 843741 · Appointed 17 Apr 2020 · Until 24 Sep 2025
National Federation of Sub Postmasters (no longer appointed)
FRN 424034 · Appointed 17 Apr 2020 · Until 8 Nov 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.