UKGlobal Broking Group Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Warren Paul Dickson
IRN WPD01010
- Director of firm who is not a certification employee or a SMF manager (since 4 Jul 2023)
- SMF3 Executive Director (27 Oct 2022 to 3 Jul 2023)

Smaller firms operating under this firm's FCA authorisation.

UKGlobal Solihull Limited (no longer appointed)
FRN 842609 · Appointed 18 Jun 2021 · Until 31 Oct 2022
UKGlobal Schemes & Affinities Ltd (no longer appointed)
FRN 942357 · Appointed 6 Jan 2021 · Until 14 Jul 2021
Frenger Business Services Ltd (no longer appointed)
FRN 937231 · Appointed 28 Oct 2020 · Until 14 Apr 2023
UKGlobal Risk Solutions Limited (no longer appointed)
FRN 935260 · Appointed 1 Oct 2020 · Until 31 Oct 2022
PSG Financial Services Limited (no longer appointed)
FRN 934932 · Appointed 25 Sep 2020 · Until 29 Sep 2020
UK Motortrade Solutions Limited (no longer appointed)
FRN 934059 · Appointed 14 Sep 2020 · Until 19 Jan 2022
DYE & DURHAM (UK) LIMITED (no longer appointed)
FRN 465656 · Appointed 11 Sep 2020 · Until 1 Apr 2023
PSG Client Services Limited (no longer appointed)
FRN 920862 · Appointed 11 Sep 2020 · Until 1 Apr 2023
Introducing Excellence Limited (no longer appointed)
FRN 843606 · Appointed 21 Aug 2020 · Until 7 Aug 2024
The National Association of Shopfitters and Interior Contractors (no longer appointed)
FRN 926223 · Appointed 28 May 2020 · Until 5 Jul 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.