Date authorised
4 April 2018
Companies House
07728040
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    UK Warranty Ltd
    Pacifica House
    Mandarin Road
    Houghton Le Spring
    Sunderland
    DH4 5RA
    UNITED KINGDOM
    Phone
    +4403330436695
  • Complaints Contact

    UK Warranty Ltd
    Pacifica House
    Mandarin Road
    Houghton Le Spring
    Sunderland
    DH4 5RA
    UNITED KINGDOM
    Phone
    +4403330436695

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Rigg

    IRN JXR00482

    • SMF3 (AR) Executive Director function (since 18 May 2022)
  • Jonathan Negri

    IRN JEN01051

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)
  • Keith William Wardell

    IRN KWW01014

    • CF2 Non Executive Director (4 Apr 2018 to 8 Dec 2019)
  • Kevin Brown

    IRN KXB01454

    • Responsible for Insurance Distribution (since 27 Mar 2026)
    • SMF1 Chief Executive (since 27 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)
  • Martin John Bennett

    IRN MJB01567

    • SMF9 Chair of the Governing Body (since 24 Mar 2026)
  • Neil Frazer Martin

    IRN NXM01679

    • SMF3 Executive Director (since 24 Mar 2026)
    • SMF16 Compliance Oversight (since 24 Mar 2026)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF29 Limited scope function (limited scope SMCR firms only) (16 Jan 2021 to 7 Apr 2026)
    • CF3 Chief Executive (4 Apr 2018 to 8 Dec 2019)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Apr 2018 to 30 Sep 2018)
  • Paul Feek

    IRN PXF01443

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)
  • Scott Pallister

    IRN SJP01256

    • SMF3 Executive Director (since 13 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)
  • Stuart Andrew Hall

    IRN SXH03111

    • SMF3 Executive Director (since 13 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.