UIA (Insurance) Limited
- FRN
- 110863
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
UIA Insurance Limited167-169 Great Portland Street5th FloorLondonW1W 5PFUNITED KINGDOM- Phone
- +441438518855
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Complaints Contact
UIA Insurance Limited167-169 Great Portland Street5th FloorLondonW1W 5PFUNITED KINGDOM- Phone
- +441438518855
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Legal expenses, Miscellaneous financial loss, Sickness, Suretyship
Show 1 limitation Hide limitations
- · Class 13 business to be written as part of a household contract only and is not to be carried on as stand alone business.
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil Graeme Smith
IRN NGS01060
- SIMF4 Chief Risk Function (23 Aug 2017 to 29 Jan 2018)
- SIMF2 Chief Finance Function (23 Aug 2017 to 29 Jan 2018)
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Norman Edwin Dove
IRN NED01008
- CF1 Director (1 Dec 2001 to 18 Jun 2002)
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Oliver Lars Edwin Peterken
IRN OLP01001
- SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 May 2022)
- SIMF10 Chair of the Risk Committee (21 Dec 2016 to 9 Dec 2018)
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Patricia Ann Ingram
IRN PAI00002
- CF2 Non Executive Director (1 Dec 2001 to 16 Jun 2009)
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Pauline Margaret Grant
IRN PMT00006
- CF2 Non Executive Director (1 Dec 2001 to 19 Jun 2007)
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Peter Dodd
IRN PXD01614
- SMF9 Chair of the Governing Body (10 Dec 2018 to 27 Sep 2022)
- SIMF9 Chairman (10 Feb 2017 to 9 Dec 2018)
- SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 10 Feb 2017)
- CF2 Non Executive Director (5 Aug 2009 to 6 Mar 2016)
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Philip Martin White
IRN PXW00344
- SMF20 Chief Actuary (since 8 Feb 2023)
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Richard Alan Stock
IRN RAS01374
- SMF20 Chief Actuary (10 Dec 2018 to 30 Nov 2021)
- SMF4 Chief Risk (10 Dec 2018 to 30 Nov 2021)
- SIMF4 Chief Risk Function (14 Sep 2018 to 9 Dec 2018)
- SIMF20 Chief Actuary Function (31 Oct 2017 to 9 Dec 2018)
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Richard Jonathan Hilton Craven
IRN RJC01364
- SMF1 Chief Executive (10 Dec 2018 to 14 Jan 2022)
- SMF16 Compliance Oversight (10 Dec 2018 to 14 Jan 2022)
- SMF23 Chief Underwriting Officer (10 Dec 2018 to 14 Jan 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 14 Jan 2022)
- SIMF22 Chief Underwriting Officer Function (15 Nov 2017 to 9 Dec 2018)
- CF10 Compliance Oversight (30 May 2017 to 9 Dec 2018)
- Responsible for Insurance Mediation (10 May 2017 to 30 Sep 2018)
- SIMF1 Chief Executive Function (27 Jun 2016 to 9 Dec 2018)
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Robert Abberley
IRN RXA01765
- SMF14 Senior Independent Director (since 2 Mar 2023)
- SMF12 Chair of the Remuneration Committee (since 10 Dec 2018)
- SIMF12 Chair of the Remuneration Committee (13 Mar 2018 to 9 Dec 2018)
- CF2 Non Executive Director (8 Oct 2013 to 6 Mar 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bakers, Food & Allied Workers' Union (no longer appointed)
FRN 401799 · Appointed 14 Jan 2005 · Until 20 Jan 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.