Ucapital Asset Management LLP

• Principal Place of Business

  Beaumont Business Centre

  80 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +4402076538888

  Web

  https://ucapital-am.com

• Complaints Contact

  Beaumont Business Centre

  80 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442076538888

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Feltham-Moro

  IRN MXF01871

  • CF30 Customer (7 May 2015 to 19 Feb 2018)
• Michael Gareth Carter

  IRN MGC01047

  • CF30 Customer (16 Jul 2015 to 7 Oct 2016)
• Michael William De Napoli

  IRN MXD02660

  • [FCA CF] Client dealing (26 Aug 2024 to 2 Jan 2026)
• Michele Affortunati

  IRN MXA01614

  • CF30 Customer (20 Apr 2012 to 7 Nov 2014)
• Michele Marcello

  IRN MXM01298

  • CF30 Customer (15 Dec 2014 to 3 Jun 2015)
• Mirabela Ilona Mocanu

  IRN MXM00401

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2021)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2021)
• Miriam Cametti

  IRN MXC02712

  • CF30 Customer (14 Mar 2014 to 24 Nov 2015)
• Omar Pedrini

  IRN OXP01086

  • CF30 Customer (3 Dec 2014 to 10 May 2016)
• Paola Puchetti

  IRN PXP00287

  • [FCA CF] Client dealing (since 12 Dec 2022)
• Paolo Belvederesi

  IRN PXB01822

  • CF30 Customer (27 Jan 2014 to 24 Jan 2017)
  • CF4 Partner (12 Mar 2008 to 13 Jul 2010)

• Apa Research Limited (no longer appointed)

  FRN 977824 · Appointed 22 Jun 2022 · Until 28 Jul 2022

• Apex TP Advance Ltd (no longer appointed)

  FRN 943856 · Appointed 28 Jan 2021 · Until 29 Oct 2021

• E15 Investment Management Ltd (no longer appointed)

  FRN 924008 · Appointed 30 Oct 2020 · Until 6 Jul 2022

• UCAPITAL LTD (no longer appointed)

  FRN 934936 · Appointed 25 Sep 2020 · Until 16 Feb 2021

• KA Advisers limited (no longer appointed)

  FRN 751728 · Appointed 5 Aug 2020 · Until 11 May 2022

• CFX FINANCE LTD (no longer appointed)

  FRN 927075 · Appointed 1 Jun 2020 · Until 26 May 2021

• VIRTUALBRICKS LIMITED (no longer appointed)

  FRN 824522 · Appointed 30 Sep 2019 · Until 6 Apr 2020

• NIOB GROUP LIMITED (no longer appointed)

  FRN 840630 · Appointed 23 Apr 2019 · Until 27 Jul 2022

• IAS FINANCIAL LTD (no longer appointed)

  FRN 840191 · Appointed 12 Apr 2019 · Until 27 May 2020

• LA BOIRIE LIMITED (no longer appointed)

  FRN 836309 · Appointed 13 Mar 2019 · Until 29 Dec 2020

No changes recorded yet.