UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joseph Daniel Gallagher

  IRN JDG01036

  • CF3 Chief Executive (1 Dec 2001 to 10 Jan 2003)
  • CF1 Director (1 Dec 2001 to 10 Jan 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 10 Jan 2003)
• Joseph Issac Jeysson Abergel

  IRN JIA01014

  • [FCA CF] Client dealing (4 May 2021 to 9 Jul 2021)
• Josephus Alphons Aloysius Slaats

  IRN JAS01480

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2023)
  • CF30 Customer (23 Nov 2011 to 8 Dec 2019)
• Julian Bernard Kingsley Sutton

  IRN JBS01066

  • CF27 Investment Management (1 Dec 2003 to 20 Aug 2004)
• Julian Houghton

  IRN JRH01270

  • CF29 Significant management (1 Nov 2011 to 8 Dec 2019)
• Justas Paulauskas

  IRN JXP01823

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2023)
  • CF30 Customer (26 Jan 2012 to 8 Dec 2019)
• Justin Gillott

  IRN JXG00565

  • SMF3 Executive Director (19 Jan 2023 to 31 Dec 2024)
  • [FCA CF] Material risk taker (19 Jan 2023 to 31 Dec 2024)
• Justin Joseph Jordan

  IRN JJJ01013

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF27 Investment Management (26 Jun 2007 to 31 Oct 2007)
• Kambiz Pouyamajd

  IRN KXP01097

  • CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2004)
• Karolina Partheni

  IRN KXP01432

  • CF30 Customer (2 Jul 2012 to 31 Mar 2014)

• Credit Suisse Property Investment Management Ltd (no longer appointed)

  FRN 419903 · Appointed 14 Jan 2005 · Until 1 Nov 2010

No changes recorded yet.