Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Duncan Brodie

    IRN RDB01088

    • CF29 Significant management (2 Mar 2009 to 28 Aug 2009)
  • Robert Ian Miles

    IRN RXM27451

    • [FCA CF] Significant management (3 Oct 2019 to 26 May 2023)
  • Robert John Fleet

    IRN RXF27447

    • [FCA CF] Significant management (since 10 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Sep 2025 to 2 Feb 2026)
    • SMF18 Other Overall Responsibility (26 Apr 2024 to 2 Oct 2024)
    • [FCA CF] Significant management (3 Oct 2019 to 25 Apr 2024)
  • Robert Louis Duncan

    IRN RLD01073

    • [FCA CF] Significant management (10 Dec 2018 to 13 May 2022)
    • CF29 Significant management (10 Jan 2017 to 9 Dec 2018)
  • Robert William Barnett

    IRN RWB01106

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
    • CF17 Significant Mgt (Other Business Operations) (4 Nov 2004 to 31 Oct 2007)
  • Robin Webster

    IRN RWW01081

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2007)
    • CF14 Risk Assessment (2 Dec 2005 to 31 Oct 2007)
  • Roderick Owen Moyse

    IRN RXM01145

    • [FCA CF] Significant management (since 1 Oct 2025)
  • Roger Charles Ramsden

    IRN RCR01037

    • CF29 Significant management (1 Nov 2007 to 1 Feb 2008)
    • CF17 Significant Mgt (Other Business Operations) (16 Oct 2006 to 31 Oct 2007)
  • Rohit Kapoor

    IRN RXK02005

    • CF1 Director (AR) (since 21 Jul 2016)
  • Ronald James Huggett

    IRN RJH01191

    • CF29 Significant management (1 Nov 2007 to 6 Jul 2009)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.