Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Anthony Horton

    IRN PAH01110

    • CF20 Significant Mgt (Settlements) (22 Oct 2003 to 30 Jun 2005)
  • Peter Douglas Bole

    IRN PDB01054

    • CF29 Significant management (1 Nov 2007 to 27 Feb 2009)
    • CF19 Significant Mgt (Financial Resources) (21 Jul 2004 to 31 Oct 2007)
  • Peter Graham Edwards

    IRN PGE01023

    • CF13 Finance (5 Jan 2005 to 1 Apr 2007)
  • Peter James Corfield

    IRN PJC01233

    • CF17 Significant Mgt (Other Business Operations) (14 Feb 2007 to 5 Sep 2007)
  • Philip Raymond Anderson

    IRN PXA01136

    • CF20 Significant Mgt (Settlements) (2 Oct 2002 to 19 Jul 2006)
  • Phillip Michael Henderson

    IRN PMH01135

    • CF29 Significant management (23 Jun 2008 to 31 Mar 2010)
  • Priscilla Audrey Vacassin

    IRN PAV01021

    • CF2 Non Executive Director (13 Sep 2012 to 29 Feb 2016)
  • Rebecca Ann Johnston

    IRN RXJ00143

    • [FCA CF] Significant management (since 10 Dec 2024)
    • SMF24 Chief Operations (5 Mar 2024 to 2 Oct 2024)
    • [FCA CF] Significant management (8 Jun 2021 to 8 Dec 2023)
  • Rees Aronson

    IRN RXA00393

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2025)
  • Riaan Mentz

    IRN RXM03075

    • CF1 Director (AR) (since 18 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.