Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steve Bridger

    IRN SXB90394

    • SMF18 Other Overall Responsibility (since 1 Jul 2025)
  • Steven Maddock

    IRN SXM02496

    • SMF24 Chief Operations (25 Apr 2019 to 1 Dec 2021)
    • CF29 Significant management (22 Feb 2010 to 9 Dec 2018)
  • Stuart Curson

    IRN SXC00095

    • [FCA CF] Significant management (since 9 Sep 2025)
    • [FCA CF] Manager of certification employee (since 9 Sep 2025)
  • Stuart John Lynch

    IRN SXL00819

    • [FCA CF] Significant management (12 Feb 2025 to 27 Oct 2025)
  • Sukhraj Singh Takhar

    IRN SST01025

    • [FCA CF] Significant management (10 Dec 2024 to 9 Sep 2025)
  • Sumit Bahukhandi

    IRN SXB27449

    • [FCA CF] Manager of certification employee (since 11 Sep 2025)
    • [FCA CF] Significant management (since 3 Oct 2019)
  • Susan Patricia Bradbury

    IRN SPB01070

    • CF19 Significant Mgt (Financial Resources) (17 Nov 2003 to 30 Sep 2004)
    • CF1 Director (1 Dec 2001 to 17 Nov 2003)
  • Thomas Woolgrove

    IRN TXW01241

    • Responsible for Insurance Mediation (24 Feb 2011 to 23 May 2014)
    • CF29 Significant management (12 Apr 2010 to 23 May 2014)
  • Timothy Walter Harris

    IRN TWH01030

    • SMF2 Chief Finance (1 Oct 2019 to 13 May 2021)
  • Tom Latter

    IRN TJL01122

    • [FCA CF] Significant management (since 1 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.