Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Stanley Neave

    IRN DSN01012

    • Director of firm who is not a certification employee or a SMF manager (19 Oct 2023 to 1 Jul 2025)
  • David William Read

    IRN DXR32139

    • SMF23 Chief Underwriting Officer (4 Jun 2020 to 1 Apr 2025)
  • Dean Christopher Keeling

    IRN DCK01021

    • CF1 Director (AR) (1 Feb 2021 to 27 Apr 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 23 Apr 2021)
  • Declan Hourican

    IRN DXH01701

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2009)
    • CF19 Significant Mgt (Financial Resources) (13 Jul 2007 to 31 Oct 2007)
  • Deepakkumar Haria

    IRN DXH00495

    • SMF11 Chair of the Audit Committee (since 1 Jul 2025)
    • SMF14 Senior Independent Director (since 1 Jul 2025)
  • Denise Cockrem

    IRN DPC01076

    • CF19 Significant Mgt (Financial Resources) (14 Feb 2003 to 1 Jan 2005)
  • Dhruv Gahlaut

    IRN DXG01522

    • [FCA CF] Significant management (23 Sep 2024 to 1 Jul 2025)
  • Edward Smith

    IRN EXS01260

    • Responsible for Insurance Mediation (15 Jul 2009 to 16 Dec 2009)
    • CF1 Director (22 Apr 2008 to 16 Dec 2009)
    • CF29 Significant management (1 Nov 2007 to 16 Dec 2009)
    • CF20 Significant Mgt (Settlements) (9 Dec 2005 to 31 Oct 2007)
  • Elaine Margaret Arden

    IRN EMA01018

    • CF17 Significant Mgt (Other Business Operations) (16 Feb 2004 to 12 Nov 2004)
  • Elaine Marie McKibbin

    IRN EXM00476

    • [FCA CF] Significant management (12 Feb 2025 to 9 Oct 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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