Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon David George Douglas

    IRN SDD01026

    • SMF23 Chief Underwriting Officer (30 Jan 2019 to 8 Jul 2020)
  • Simon James Linnell

    IRN SXL00841

    • [FCA CF] Significant management (30 Apr 2025 to 30 Sep 2025)
  • Sonya Louise Bryson

    IRN SXB27461

    • SMF18 Other Overall Responsibility (13 Jul 2023 to 1 May 2024)
    • [FCA CF] Significant management (10 Dec 2018 to 12 Jul 2023)
  • Stephen Clarke

    IRN SAC01115

    • CF1 Director (1 Dec 2001 to 1 Jul 2002)
  • Stephen Ford

    IRN SXF84400

    • [FCA CF] Significant management (12 Jun 2020 to 30 Nov 2025)
  • Stephen Forder Pond

    IRN SFP01028

    • SMF2 Chief Finance (1 Jul 2025 to 9 Mar 2026)
  • Stephen John Geraghty

    IRN SJG01119

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2003)
    • CF3 Chief Executive (1 Dec 2001 to 31 Oct 2003)
    • CF1 Director (1 Dec 2001 to 31 Oct 2003)
  • Stephen Nicholas Hardy

    IRN SNH01019

    • CF13 Finance (29 Oct 2003 to 4 Feb 2005)
  • Stephen Treloar

    IRN SXT01336

    • CF1 Director (2 Oct 2009 to 19 Jun 2010)
    • CF29 Significant management (3 Jul 2008 to 19 Jun 2010)
  • Stephen Victor Castle

    IRN SVC01002

    • CF13 Finance (5 Jun 2002 to 1 Jan 2005)
    • CF1 Director (5 Jun 2002 to 1 Jan 2005)
    • CF15 Internal Audit (5 Jun 2002 to 29 Aug 2003)
    • CF19 Significant Mgt (Financial Resources) (5 Jun 2002 to 1 Jan 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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