Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Catton

    IRN MXC02173

    • CF2 Non Executive Director (1 Oct 2013 to 7 Mar 2014)
  • Mark Conrath Evans

    IRN MCE01025

    • SMF18 Other Overall Responsibility (1 Nov 2019 to 31 Oct 2022)
    • CF29 Significant management (6 Mar 2015 to 9 Dec 2018)
  • Mark Hesketh

    IRN MXH01424

    • CF28 Systems and controls (7 Feb 2008 to 7 Apr 2008)
    • CF1 Director (19 Jan 2006 to 28 Aug 2009)
  • Mark Julian Gregory

    IRN MJG01131

    • SMF10 Chair of the Risk Committee (13 May 2021 to 1 Jul 2025)
    • SMF12 Chair of the Remuneration Committee (26 Oct 2020 to 13 May 2021)
  • Mark Peter Lewis

    IRN MPL01097

    • Director of firm who is not a certification employee or a SMF manager (30 Mar 2023 to 1 Jul 2025)
  • Mark Stock

    IRN MXS23305

    • SMF5 Head of Internal Audit (10 Feb 2020 to 19 Jun 2024)
  • Mark Terry Martin

    IRN MTM01054

    • CF29 Significant management (16 Mar 2010 to 30 Sep 2013)
  • Martin Hall

    IRN MXH01989

    • CF29 Significant management (6 Nov 2007 to 11 Jul 2011)
  • Martin Paul Long

    IRN MPL01022

    • CF1 Director (3 Oct 2003 to 31 Oct 2004)
  • Martin Paul Milliner

    IRN MXM06144

    • [FCA CF] Significant management (1 Jul 2025 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2025 to 30 Sep 2025)
    • SMF24 Chief Operations (28 Nov 2024 to 1 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.