Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Jonathan Marsh

    IRN LJM01139

    • [FCA CF] Significant management (30 Sep 2025 to 31 Mar 2026)
    • SMF18 Other Overall Responsibility (26 Jun 2024 to 30 Sep 2025)
  • Leigh James Bartlett

    IRN LJB01081

    • CF1 Director (7 Sep 2009 to 23 Mar 2011)
  • Lisa Gervis

    IRN LXG01238

    • CF29 Significant management (1 Nov 2007 to 19 Jun 2009)
    • CF17 Significant Mgt (Other Business Operations) (4 Apr 2007 to 31 Oct 2007)
  • Lord Gregory William Henwood

    IRN LXH27463

    • [FCA CF] Significant management (10 Dec 2018 to 22 Jul 2021)
  • Lucy Ann Johnson

    IRN LAJ01044

    • SMF18 Other Overall Responsibility (15 Nov 2024 to 1 Jul 2025)
    • SMF23 Chief Underwriting Officer (29 Jan 2021 to 31 May 2021)
  • Lyndon Morgan Thomas

    IRN LMT01009

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Sep 2003)
  • Malcolm John Cooper

    IRN MJC01394

    • CF18 Significant Mgt (Insurance Underwriting) (10 May 2004 to 1 Jun 2007)
  • Marion Haley Bown

    IRN MXB00807

    • SMF4 Chief Risk (23 Jan 2025 to 1 Jul 2025)
  • Mark Andrew Fisher

    IRN MXF01204

    • CF2 Non Executive Director (6 Feb 2003 to 27 Feb 2009)
  • Mark Bellwood

    IRN MXB01887

    • CF17 Significant Mgt (Other Business Operations) (31 Jan 2003 to 6 Oct 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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