Date authorised
1 April 2013
Companies House
01179980
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +443452463761
  • Complaints Contact

    8 Surrey Street
    Norwich
    Norfolk
    NR1 3EB
    UNITED KINGDOM
    Phone
    +448000685670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · The activity of Effecting Contracts of Insurance for the investment classes "Aircraft", "Aircraft Liability" and "Railway Rolling Stock" is limited to the activities necessary for the firm to accept certain business transferred from The National Insurance and Guarantee Corporation Limited pursuant to the Scheme to be sanctioned by the High Court of England and Wales, on or about 8 November 2011.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Alastair Davidson

    IRN JAD01294

    • CF29 Significant management (3 Mar 2010 to 29 Oct 2012)
  • Jonathan Marsh

    IRN JXM00123

    • [FCA CF] Significant management (since 9 Sep 2025)
    • [FCA CF] Manager of certification employee (since 9 Sep 2025)
  • Jonathan Paul Greenwood

    IRN JPG01108

    • SMF1 Chief Executive (22 Aug 2023 to 21 Mar 2024)
    • CF1 Director (AR) (3 Feb 2021 to 14 May 2024)
    • SMF18 Other Overall Responsibility (10 Dec 2018 to 22 Aug 2023)
    • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
    • CF17 Significant Mgt (Other Business Operations) (1 Apr 2007 to 31 Oct 2007)
  • Jonathan Paul Saunders

    IRN JXS00245

    • [FCA CF] Significant management (2 Dec 2020 to 3 Mar 2025)
  • Jose Rafael Vazquez

    IRN JRV01026

    • SMF4 Chief Risk (10 Dec 2018 to 1 Dec 2021)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (5 Mar 2012 to 6 Mar 2016)
  • Joseph Augustus Park

    IRN JAP01219

    • SMF18 Other Overall Responsibility (1 Nov 2019 to 3 Aug 2021)
  • Justin Graham Clarke

    IRN JXC02875

    • SMF23 Chief Underwriting Officer (10 Dec 2018 to 15 Nov 2019)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (29 Jun 2015 to 6 Mar 2016)
  • Karen White

    IRN KXW00292

    • [FCA CF] Significant management (22 Jun 2022 to 31 Oct 2025)
  • Kate Lotts

    IRN KXL01188

    • CF29 Significant management (1 Nov 2007 to 17 Dec 2010)
    • CF20 Significant Mgt (Settlements) (11 Nov 2003 to 31 Oct 2007)
  • Kate Victoria Syred

    IRN KVS01007

    • SMF18 Other Overall Responsibility (17 Dec 2019 to 31 Mar 2024)
    • Responsible for Insurance Distribution (17 Dec 2019 to 31 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.