Date authorised
1 April 2013
Companies House
02957627
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Joseph Boutcher

    IRN DJB01687

    • CF1 Director (AR) (26 Jul 2018 to 17 Jan 2024)
  • Daniel Richard Murad Sopher

    IRN DRS01180

    • CF1 Director (AR) (24 Apr 2023 to 31 Dec 2024)
  • Daniel Smith

    IRN DXS01096

    • [FCA CF] Significant management (since 18 Mar 2026)
    • [FCA CF] Significant management (4 Jun 2024 to 31 Mar 2025)
  • Darren Backshall

    IRN DXB02373

    • CF1 Director (AR) (29 Jan 2015 to 31 Mar 2016)
  • David Bamfield

    IRN DXB01189

    • [FCA CF] Significant management (since 3 Oct 2025)
  • David Belsham

    IRN DXB01058

    • [FCA CF] Significant management (since 1 Jun 2024)
  • David Mathew Abraham

    IRN DMA01050

    • SMF24 Chief Operations (since 10 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jul 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Jul 2024)
    • Responsible for Insurance Mediation (24 Mar 2017 to 30 Sep 2018)
    • CF1 Director (23 Jun 2016 to 8 Dec 2019)
    • CF29 Significant management (9 Mar 2016 to 23 Jun 2016)
    • CF1 Director (AR) (16 Feb 2005 to 21 Aug 2015)
  • David Vernon White

    IRN DXW00750

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Dawn Nicola Brockman

    IRN DXB01086

    • [FCA CF] Significant management (3 Jun 2024 to 26 Sep 2025)
  • Donald Hugh Munro MacDonald

    IRN DHM01050

    • CF2 Non Executive Director (AR) (20 Jun 2016 to 30 Nov 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.