Date authorised
1 April 2013
Companies House
02957627
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Franks

    IRN JXF00644

    • [FCA CF] Significant management (3 Jun 2024 to 2 Oct 2025)
  • John Gerard Owens

    IRN JGO00014

    • CF1 Director (AR) (4 Jul 2013 to 3 Oct 2016)
    • CF2 Non Executive Director (AR) (31 Dec 2010 to 21 Aug 2015)
    • CF1 Director (14 Jan 2005 to 8 Feb 2016)
  • John Sutton

    IRN JDS01157

    • CF1 Director (AR) (5 Jul 2013 to 10 Mar 2017)
    • CF3 Chief Executive (14 Jun 2013 to 10 Mar 2017)
    • CF2 Non Executive Director (AR) (21 Dec 2010 to 21 Aug 2015)
    • CF8 Apportionment and Oversight (26 Aug 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (26 Aug 2008 to 10 Mar 2017)
    • CF1 Director (14 Jan 2005 to 10 Mar 2017)
  • Jonathan Mark Thompson Humphreys

    IRN JMH01253

    • CF1 Director (AR) (16 Feb 2005 to 4 Sep 2009)
  • Julian Mark Andrew Samengo-Turner

    IRN JMS01363

    • CF1 Director (AR) (8 Feb 2008 to 22 May 2013)
    • CF1 Director (21 Nov 2007 to 22 May 2013)
  • Justin Engelbrecht

    IRN JXE00293

    • SMF5 Head of Internal Audit (since 28 Sep 2023)
    • SMF4 Chief Risk (since 28 Sep 2023)
    • SMF16 Compliance Oversight (14 Feb 2024 to 18 Sep 2024)
  • Karl Haynes

    IRN KXH00509

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Katherine Cross

    IRN KAB01145

    • SMF4 Chief Risk (11 Nov 2022 to 19 Oct 2023)
    • SMF16 Compliance Oversight (11 Nov 2022 to 19 Oct 2023)
  • Keith Michael Anderson

    IRN KMA01022

    • CF1 Director (26 Oct 2017 to 16 Jul 2019)
  • Kevin Brocklesby

    IRN KXB00697

    • [FCA CF] Significant management (16 Sep 2025 to 28 Nov 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.