Date authorised
1 April 2013
Companies House
02957627
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Robert Amerigo

    IRN LRA01024

    • CF1 Director (AR) (21 Apr 2018 to 22 Jun 2022)
  • Lucy Elcox

    IRN LXE00155

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Marcus David Hopkins

    IRN MDH01128

    • CF1 Director (AR) (8 Feb 2008 to 13 Feb 2009)
    • CF1 Director (21 Nov 2007 to 13 Feb 2009)
  • Mark Alexander Hardinge

    IRN MAH01314

    • CF1 Director (AR) (25 Mar 2011 to 2 Apr 2014)
  • Mark Chambers

    IRN MXC01244

    • [FCA CF] Significant management (since 4 Jun 2024)
  • Mark Robinson

    IRN MXR00952

    • [FCA CF] Significant management (3 Jun 2024 to 8 Oct 2025)
  • Mark Titmus

    IRN MXT00643

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Martin David Elton

    IRN MDE01048

    • SMF24 Chief Operations (23 Apr 2021 to 22 Mar 2023)
    • SMF3 Executive Director (23 Apr 2021 to 22 Mar 2023)
  • Martin Spencer

    IRN MXS05170

    • [FCA CF] Significant management (since 1 Jun 2024)
  • Matthew Malyon

    IRN MXM04482

    • [FCA CF] Significant management (3 Jun 2024 to 29 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.