Date authorised
1 April 2013
Companies House
02957627
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Harris

    IRN IXH00188

    • [FCA CF] Significant management (3 Jun 2024 to 5 Jun 2025)
  • James Furlonge

    IRN JXF00684

    • CF1 Director (AR) (since 23 Jun 2025)
  • James Wigan

    IRN JXW02177

    • CF1 Director (AR) (10 Feb 2016 to 14 Mar 2023)
  • Jason Hugh Collins

    IRN JHC01106

    • SMF18 Other Overall Responsibility (since 11 Oct 2024)
    • SMF1 Chief Executive (2 Jul 2020 to 25 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jul 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Jul 2024)
    • CF1 Director (AR) (23 Oct 2017 to 16 Feb 2021)
    • Responsible for Insurance Mediation (24 Mar 2017 to 30 Sep 2018)
    • CF1 Director (27 Jun 2016 to 8 Dec 2019)
    • CF29 Significant management (24 Feb 2016 to 27 Jun 2016)
  • Joanna Elizabeth Bond

    IRN JXB03921

    • [FCA CF] Significant management (since 6 Jun 2024)
  • Joanne Dickson

    IRN JXD00986

    • [FCA CF] Significant management (since 25 Oct 2024)
  • John Charles Lentaigne

    IRN JXL00877

    • [FCA CF] Significant management (4 Jun 2024 to 30 Apr 2025)
  • John Charles Michael Hargreaves

    IRN JXH03201

    • CF1 Director (AR) (since 23 Jun 2025)
  • John Claffey

    IRN JXC01926

    • [FCA CF] Significant management (since 1 Jun 2024)
  • John Clements

    IRN JXC02032

    • CF2 Non Executive Director (AR) (4 Mar 2008 to 26 Jan 2015)
    • CF2 Non Executive Director (10 Nov 2005 to 9 Nov 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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