Date authorised
1 April 2013
Companies House
02957627
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    -
    London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Johnston

    IRN RXJ01166

    • [FCA CF] Significant management (since 3 Jun 2024)
  • Robert Alan Pybus

    IRN RAP00072

    • CF1 Director (AR) (since 3 Mar 2023)
    • SMF18 Other Overall Responsibility (since 6 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 20 May 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 May 2020)
    • Responsible for Insurance Mediation (24 Mar 2017 to 30 Sep 2018)
    • CF1 Director (23 Jun 2016 to 8 Dec 2019)
    • CF29 Significant management (14 Mar 2016 to 23 Jun 2016)
  • Robert James Bloore

    IRN RJB01403

    • CF1 Director (AR) (16 Feb 2005 to 4 Sep 2009)
  • Robert Keith Arbuthnott

    IRN RKA01035

    • SMF2 Chief Finance (since 21 Aug 2025)
  • Ronald Dennis Whyte

    IRN RDW01072

    • CF1 Director (AR) (8 Feb 2008 to 20 May 2013)
    • CF1 Director (21 Nov 2007 to 20 May 2013)
  • Samantha Hart

    IRN SXH01238

    • [FCA CF] Significant management (since 1 Jun 2024)
  • Shaun Warbey

    IRN SXW01053

    • [FCA CF] Significant management (since 6 Nov 2025)
  • Simon Haggas

    IRN SEH01082

    • Responsible for Insurance Mediation (14 Jan 2005 to 6 Aug 2008)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 6 Aug 2008)
    • CF3 Chief Executive (14 Jan 2005 to 6 Aug 2008)
  • Simon John Harriman Palmer

    IRN SJP01272

    • SMF4 Chief Risk (9 Dec 2019 to 19 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Aug 2021)
    • CF1 Director (8 Oct 2019 to 8 Dec 2019)
  • Simon Smart

    IRN SXS05645

    • [FCA CF] Significant management (18 Jun 2025 to 29 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.