Date authorised
3 July 2023
Companies House
0664.798.408
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Fenchurch Street
    London
    City Of London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000
  • Complaints Contact

    70 Fenchurch Street
    London
    City Of London
    EC3M 4BR
    UNITED KINGDOM
    Phone
    +442030378000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Simpson

    IRN AJS01718

    • SMF16 Compliance Oversight (since 4 Nov 2024)
  • David Mathew Abraham

    IRN DMA01050

    • SMF3 Executive Director (since 29 Oct 2024)
  • Katherine Cross

    IRN KAB01145

    • SMF16 Compliance Oversight (3 Jul 2023 to 19 Oct 2023)
  • Simon Curtis

    IRN SXC01490

    • Responsible for Insurance Distribution (3 Jul 2023 to 7 Oct 2024)
    • SMF19 Head of Overseas Branch/Head of Overseas (3 Jul 2023 to 7 Oct 2024)
  • Thomas David Wilson

    IRN TDW01032

    • Responsible for Insurance Distribution (since 17 Mar 2025)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 7 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.