Date authorised
1 April 2013
Companies House
01883565
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330090278
  • Complaints Contact

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330095656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ryan Stevens

    IRN RXS00710

    • [FCA CF] Significant management (10 Dec 2022 to 2 Aug 2024)
    • [FCA CF] Manager of certification employee (10 Dec 2022 to 2 Aug 2024)
  • Sara Lavinia Dodd

    IRN SXD00312

    • [FCA CF] Significant management (1 Mar 2021 to 5 Dec 2025)
  • Sarah Kate Ireland

    IRN SXI00032

    • [FCA CF] Significant management (10 Dec 2020 to 29 Oct 2021)
  • Saugata Basu

    IRN SXB02671

    • CF28 Systems and controls (1 Oct 2012 to 19 Aug 2013)
  • Sean Kent

    IRN SXK42638

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 10 Apr 2026)
    • Responsible for Insurance Distribution (31 Mar 2025 to 10 Apr 2026)
    • SMF1 Chief Executive (31 Mar 2025 to 10 Apr 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
  • Shaminder Singh Rai

    IRN SXR16051

    • CF29 Significant management (27 Aug 2019 to 8 Dec 2019)
  • Soames Sembe Phares

    IRN SXP00638

    • [FCA CF] Significant management (11 Jul 2022 to 8 May 2024)
  • Steven Lloyd

    IRN SXL00746

    • [FCA CF] Significant management (11 Jul 2024 to 5 Dec 2025)
  • Stuart Edward Purdy

    IRN SEP01093

    • SMF9 Chair of the Governing Body (1 Mar 2023 to 31 Mar 2026)
    • CF2 Non Executive Director (24 Oct 2019 to 8 Dec 2019)
  • Suzanne Marie Shepherd

    IRN SXS01103

    • SMF3 Executive Director (27 Jan 2023 to 9 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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