Date authorised
1 April 2013
Companies House
01883565
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330090278
  • Complaints Contact

    Emerald Buildings
    Westmere Drive
    Crewe
    Cheshire
    CW1 6UN
    UNITED KINGDOM
    Phone
    +443330095656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Mark Owen

    IRN DMO01014

    • CF29 Significant management (17 Apr 2014 to 31 Dec 2018)
  • Dennis Kiwia

    IRN DXK00076

    • [FCA CF] Significant management (10 Dec 2020 to 10 Sep 2021)
  • Desmond Miller

    IRN DXM01862

    • CF2 Non Executive Director (22 Aug 2012 to 31 Dec 2014)
  • Edward Harris Wagner

    IRN EHW01013

    • CF1 Director (1 Aug 2016 to 31 Aug 2018)
  • Edward Waterfield

    IRN EXW00052

    • [FCA CF] Significant management (10 Dec 2020 to 5 Dec 2025)
  • Elizabeth Jane Owen

    IRN EJO01007

    • CF2 Non Executive Director (21 Mar 2012 to 31 Dec 2018)
  • Gary Antony Jennison

    IRN GAJ01041

    • Responsible for Insurance Mediation (1 Oct 2015 to 8 Feb 2017)
    • CF3 Chief Executive (1 Oct 2015 to 8 Feb 2017)
    • CF1 Director (1 Oct 2015 to 8 Feb 2017)
  • Geoffrey Alan Witt

    IRN GAW01031

    • CF28 Systems and controls (1 Nov 2007 to 11 Feb 2016)
    • CF29 Significant management (1 Nov 2007 to 11 Feb 2016)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 19 Jun 2012)
  • Geoffrey David Lorimer Shanks

    IRN GDS01075

    • CF2 Non Executive Director (7 Aug 2015 to 31 Dec 2018)
  • George Derek Wilson Bartlett

    IRN GDB01062

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2023 to 30 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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