TVIS Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Peter George O'Hagan
IRN PGO01021
- CF4 Partner (AR) (12 Apr 2017 to 23 Jul 2018)
Peter John Heathcote
IRN PJH01376
- CF1 Director (AR) (11 Feb 2011 to 9 Feb 2016)
Peter Richard Stotesbury
IRN PRS01194
- CF1 Director (AR) (3 Aug 2015 to 24 Apr 2018)
Petrus Leonardus van Dongen
IRN PLV01012
- CF1 Director (AR) (10 Feb 2011 to 15 Jun 2015)
Philip Adam Barr
IRN PAB01365
- CF4 Partner (AR) (8 Feb 2011 to 24 Apr 2018)
Ralph Bailey
IRN RXB02247
- CF1 Director (AR) (4 Apr 2013 to 22 Mar 2018)
Robert Kennedy Johnstone
IRN RXJ01158
- CF1 Director (AR) (21 Mar 2016 to 2 May 2017)
Robert Michael Livie
IRN RML01070
- CF1 Director (AR) (25 Jan 2012 to 1 Dec 2016)
Robert Young
IRN RXY01078
- CF1 Director (AR) (21 Nov 2013 to 28 Jul 2017)
Samantha Jane Warren
IRN SJW01503
- CF1 Director (AR) (19 Jun 2017 to 22 Mar 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.