TVIS Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Anna Mary Judson
IRN AMJ01080
- CF1 Director (AR) (26 May 2017 to 22 Mar 2018)
Anne Guthrie Nelson
IRN AGN01022
- CF1 Director (AR) (29 Nov 2012 to 22 May 2018)
- CF4 Partner (AR) (14 Feb 2011 to 29 Nov 2012)
Anne Joan MacGregor
IRN AJM01471
- CF4 Partner (AR) (26 Nov 2012 to 21 Dec 2016)
- CF1 Director (AR) (5 May 2011 to 9 Nov 2012)
Anthony Frank Cowie
IRN AFC01047
- CF1 Director (AR) (16 May 2011 to 13 Mar 2013)
- CF4 Partner (AR) (2 Feb 2011 to 13 Mar 2013)
Ashley Wilfred Gray
IRN AWG01051
- SMF1 Chief Executive (since 24 Sep 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (4 Jan 2011 to 30 Sep 2018)
- CF1 Director (4 Jan 2011 to 8 Dec 2019)
Brendan Jeremy Robinson
IRN BJR01061
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF1 Director (30 Jan 2014 to 16 May 2019)
- CF1 Director (AR) (10 Feb 2011 to 15 Jul 2013)
Bronwyn Cheryle Rhodes
IRN BCR01037
- CF1 Director (AR) (23 Aug 2017 to 29 Jun 2018)
Bruce Goodwin
IRN BXG01513
- CF1 Director (AR) (30 Jun 2017 to 9 Oct 2018)
Caroline Imogen Davies
IRN CID01014
- CF1 Director (AR) (9 Jul 2015 to 25 Apr 2018)
Charlotte Louise Mayne
IRN CLM01122
- CF1 Director (AR) (12 Apr 2016 to 22 Mar 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.