TVIS Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Sanjay Mangabhai
IRN SXM02018
- CF1 Director (AR) (22 Feb 2016 to 12 May 2017)
Sarah Jayne Wyatt
IRN SJW01437
- CF1 Director (AR) (26 Jun 2014 to 8 Aug 2018)
Sarah Middleton
IRN SXM03169
- CF4 Partner (AR) (26 Mar 2014 to 14 Oct 2014)
Sharon Marsh
IRN SXM02725
- CF1 Director (AR) (25 Jul 2013 to 8 Oct 2018)
- CF4 Partner (AR) (28 Jun 2011 to 25 Jul 2013)
Simon Adrian Mason Tai
IRN SAT01115
- CF1 Director (AR) (22 Jun 2015 to 22 Mar 2018)
Sinead Marie Armstrong
IRN SMA01091
- CF1 Director (AR) (26 Jan 2017 to 3 Oct 2018)
Stephen Carter
IRN SXC02779
- CF1 Director (AR) (12 Nov 2015 to 22 Mar 2018)
Steve Wyatt
IRN SXW02141
- CF4 Partner (AR) (7 Sep 2015 to 22 Mar 2018)
Stuart Jonathan Caton
IRN SJC01341
- CF1 Director (AR) (9 Nov 2016 to 12 Apr 2018)
Stuart Nicholas Collier
IRN SNC01051
- CF1 Director (AR) (18 Jul 2017 to 1 Oct 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.