TVIS Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Susan Ann Robson Beck
IRN SAB01222
- CF4 Partner (AR) (23 Jun 2014 to 22 Mar 2018)
Terry Girling
IRN TXG01335
- CF4 Partner (AR) (24 Nov 2014 to 22 Mar 2018)
Tristan Martin
IRN TXM01891
- CF1 Director (AR) (17 Apr 2015 to 11 Aug 2017)
Ulrich Werner Eberhardt Arnold
IRN UWA01000
- CF1 Director (AR) (25 Aug 2015 to 22 Mar 2018)
Verity Joy Griffiths
IRN VJG01015
- CF4 Partner (AR) (5 Aug 2014 to 27 Apr 2018)
Wendy Hough
IRN WXH01183
- CF1 Director (AR) (1 Dec 2011 to 22 Mar 2018)
William Anthony Slee
IRN WAS01043
- CF1 Director (AR) (17 Feb 2011 to 14 Oct 2015)
William James Starr
IRN WJS01086
- CF4 Partner (AR) (21 Mar 2012 to 4 Jul 2012)
William James Woodley
IRN WJW01074
- CF1 Director (AR) (7 Jun 2017 to 22 Mar 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.