TVIS Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Jennifer Philp
IRN JXP02088
- CF1 Director (AR) (13 Nov 2014 to 23 Aug 2018)
Jeremiah Francis Moloney
IRN JFM01133
- CF1 Director (AR) (24 Mar 2015 to 16 Apr 2018)
Jeremy Lintott
IRN JXL01994
- CF1 Director (AR) (1 Apr 2015 to 2 May 2017)
Jill Marie Fraser
IRN JMF01118
- CF1 Director (AR) (6 Jul 2016 to 22 Mar 2018)
Joanna Clare Malone
IRN JCM01294
- CF1 Director (AR) (3 Mar 2016 to 19 Jan 2018)
John Nicholas Jones
IRN JNJ01016
- CF4 Partner (AR) (2 Sep 2011 to 2 Nov 2011)
John Phillip Sauvage
IRN JPS01229
- CF4 Partner (AR) (1 Mar 2011 to 30 Aug 2018)
John Taylor
IRN JXT01955
- CF1 Director (AR) (9 Aug 2016 to 22 Mar 2018)
Jonathan Carr
IRN JXC02748
- CF4 Partner (AR) (24 Feb 2015 to 29 Feb 2016)
- CF1 Director (AR) (17 Feb 2015 to 22 Mar 2018)
Jonathan Lees
IRN JXL01599
- CF1 Director (AR) (17 Oct 2017 to 17 Apr 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.