Date authorised
1 April 2013
Companies House
02657093
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Kristian Pennington

    IRN JXP01089

    • SMF24 Chief Operations (since 20 May 2025)
  • Josef Johann Küttel

    IRN JXK01541

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 2 Sep 2024)
    • SIMF10 Chair of the Risk Committee (1 Jun 2017 to 1 May 2018)
    • SIMF11 Chair of the Audit Committee (13 Jan 2017 to 1 May 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (3 Sep 2009 to 6 Mar 2016)
  • Joseph Anthony Dorto

    IRN JAD01098

    • CF2 Non Executive Director (1 Dec 2001 to 24 Jun 2004)
  • Kamel Tlili

    IRN KXT00358

    • [FCA CF] Significant management (since 14 May 2025)
  • Kay Hock Tan

    IRN KHT01002

    • CF2 Non Executive Director (1 Dec 2001 to 24 Jun 2004)
  • Kevin David King

    IRN KXK11403

    • SMF1 Chief Executive (since 21 Aug 2024)
    • Responsible for Insurance Distribution (since 21 Aug 2024)
    • CF1 Director (AR) (since 3 Jun 2024)
    • Responsible for Insurance Distribution (1 Dec 2023 to 18 Jan 2024)
    • SMF1 Chief Executive (1 Dec 2023 to 18 Jan 2024)
    • CF1 Director (AR) (19 Oct 2023 to 21 Dec 2023)
    • [FCA CF] Significant management (14 Feb 2023 to 21 Aug 2024)
    • SMF24 Chief Operations (13 May 2019 to 21 Dec 2022)
  • Kevin Stanley Blunsum

    IRN KXB00395

    • SMF24 Chief Operations (29 Sep 2022 to 2 Sep 2024)
  • Knud Borge Pontoppidan

    IRN KBP01003

    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 30 Jun 2016)
    • SIMF9 Chairman (7 Mar 2016 to 30 Jun 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Jul 2004)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • Long Shung Wang

    IRN LXW01161

    • CF2 Non Executive Director (6 Mar 2003 to 24 Jun 2004)
  • Luise Doyle

    IRN LXD00256

    • [FCA CF] Significant management (since 30 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.