True Potential Wealth Management LLP

• Principal Place of Business

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +4401914061526

  Web

  https://www.tpllp.com

• Complaints Contact

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +441914061526

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · i) Limited to debt Counseilling with no debt management ii) Limited to debt counselling in connection with investment advice and buy-to -let mortgages and second charge mortgages.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Arthur Kent

  IRN CAK00002

  • [FCA CF] Functions requiring qualifications (27 Jan 2022 to 15 Jun 2023)
  • [FCA CF] Client dealing (27 Jan 2022 to 15 Jun 2023)
• Colin Charles Baker

  IRN CCB00003

  • [FCA CF] Client dealing (24 Apr 2023 to 3 May 2024)
  • [FCA CF] Functions requiring qualifications (24 Apr 2023 to 3 May 2024)
• Colin David John Cooper

  IRN CDC01029

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (15 Nov 2012 to 8 Dec 2019)
• Colin David McLean

  IRN CDM00012

  • [FCA CF] Functions requiring qualifications (23 Apr 2020 to 24 May 2022)
  • [FCA CF] Client dealing (23 Apr 2020 to 24 May 2022)
• Colin Davies

  IRN CXD00045

  • [FCA CF] Functions requiring qualifications (25 Feb 2022 to 2 May 2023)
  • [FCA CF] Client dealing (25 Feb 2022 to 2 May 2023)
• Colin Denis Hookey

  IRN CDH00003

  • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 16 May 2025)
  • [FCA CF] Client dealing (25 Nov 2020 to 16 May 2025)
• Colin Dewar Shaw

  IRN CDS00018

  • CF30 Customer (8 Mar 2011 to 8 Sep 2011)
• Colin George Wilson

  IRN CXW00096

  • [FCA CF] Functions requiring qualifications (14 Apr 2021 to 3 Jan 2025)
  • [FCA CF] Client dealing (14 Apr 2021 to 3 Jan 2025)
  • CF30 Customer (6 Jan 2011 to 20 Apr 2011)
• Colin Gillespie

  IRN CXG00086

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2022)
• Colin John Dale

  IRN CJD00007

  • [FCA CF] Functions requiring qualifications (3 Nov 2020 to 17 Jun 2021)
  • [FCA CF] Client dealing (3 Nov 2020 to 17 Jun 2021)

No changes recorded yet.