True Capital Limited

• Principal Place of Business

  True House, 29 Buckingham Gate

  London

  SW1E 6NF

  UNITED KINGDOM

  Phone

  +4401628760000

  Web

  https://www.true.global

• Complaints Contact

  29 Buckingham Gate

  London

  SW1E 6NF

  UNITED KINGDOM

  Phone

  +4401628760000

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm is limited to corporate finance business when advising retail clients

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

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  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.

• Matthew Lewis Norrington

  IRN MLN01020

  • CF30 Customer (22 Dec 2017 to 17 Jan 2019)
• Michael David Tattersall

  IRN MDT01046

  • [FCA CF] Client dealing (since 6 Aug 2024)
  • [FCA CF] Material risk taker (since 6 Aug 2024)
  • CF30 Customer (since 31 May 2016)
  • CF1 Director (AR) (since 31 May 2016)
• Michael Martin

  IRN MXM01127

  • [FCA CF] Client dealing (since 11 Apr 2023)
• Oksana Stowe

  IRN OXS01125

  • CF30 Customer (18 Aug 2017 to 8 Dec 2019)
• Paul Andrew Cocker

  IRN PAC01286

  • SMF1 Chief Executive (since 7 Apr 2022)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Apr 2016 to 31 Jan 2019)
  • CF10 Compliance Oversight (1 Apr 2016 to 31 Jan 2019)
  • CF1 Director (1 Apr 2016 to 8 Dec 2019)
• Rachel Marshall

  IRN RXM00410

  • [FCA CF] Client dealing (since 9 Dec 2020)
• Richard James Sharpe

  IRN RJS01482

  • [FCA CF] Client dealing (since 6 Aug 2024)
• Richard Jeremy Brick

  IRN RJB01565

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
• Richard Mergler

  IRN RXM02895

  • CF2 Non Executive Director (14 Jun 2016 to 8 Dec 2019)
• Roderick Green

  IRN RXG17411

  • CF30 Customer (30 Jul 2019 to 8 Dec 2019)

• TrueStart Limited

  FRN 617118 · Appointed 3 May 2016

No changes recorded yet.