TRILAND METALS LIMITED

• Principal Place of Business

  MidCity Place

  71 High Holborn

  London

  WC1V 6BA

  UNITED KINGDOM

  Phone

  +4402070615500

  Web

  https://www.triland.com

• Complaints Contact

  MidCity Place

  71 High Holborn

  London

  WC1V 6BA

  UNITED KINGDOM

  Phone

  +4402070615500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hiroshi Okazaki

  IRN HXO01056

  • CF1 Director (14 Mar 2005 to 19 Aug 2010)
• Hiroshi Takeuchi

  IRN HXT01066

  • CF11 Money Laundering Reporting (10 Oct 2002 to 12 Jan 2004)
  • CF3 Chief Executive (1 Dec 2001 to 3 Jun 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 12 Jan 2004)
  • CF1 Director (1 Dec 2001 to 3 Jun 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 3 Jun 2005)
• Hong Liang Aaron Sim

  IRN HXS00150

  • [FCA CF] Manager of certification employee (since 31 Mar 2022)
  • [FCA CF] Client dealing (since 9 Dec 2020)
• Hugh Alexander Patience

  IRN HAP01021

  • CF26 Customer Trading (27 Nov 2003 to 22 Jul 2005)
• Iori Tateishi

  IRN IXT01029

  • CF30 Customer (1 Nov 2007 to 31 Oct 2018)
  • CF21 Investment Adviser (7 Feb 2002 to 31 Oct 2007)
• Isao Kano

  IRN IXK01378

  • CF2 Non Executive Director (10 Oct 2016 to 8 Dec 2019)
• JIAYUE XU

  IRN JXX00006

  • [FCA CF] Proprietary trader (9 Dec 2019 to 2 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Nov 2022)
• JOHN HILL ERVASTI

  IRN JXE00114

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2023)
• Jack Michael Burns

  IRN JMB01407

  • CF30 Customer (1 May 2008 to 6 Sep 2010)
• James Taylor

  IRN JXT00404

  • [FCA CF] Client dealing (27 Jan 2022 to 31 Jul 2023)
  • [FCA CF] Material risk taker (27 Jan 2022 to 31 Mar 2023)

No changes recorded yet.