Date authorised
1 April 2013
Companies House
01011637
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    MidCity Place
    71 High Holborn
    London
    WC1V 6BA
    UNITED KINGDOM
    Phone
    +4402070615500
  • Complaints Contact

    MidCity Place
    71 High Holborn
    London
    WC1V 6BA
    UNITED KINGDOM
    Phone
    +4402070615500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Toru Nambu

    IRN TXN01197

    • CF2 Non Executive Director (17 Oct 2011 to 1 Apr 2015)
  • Toshihiko Inamoto

    IRN TXI01056

    • CF2 Non Executive Director (30 Jan 2003 to 1 Apr 2006)
  • Toshiro Sakai

    IRN TXS01404

    • CF3 Chief Executive (28 Apr 2015 to 1 Jun 2016)
    • CF1 Director (28 Apr 2015 to 5 Aug 2019)
    • CF2 Non Executive Director (21 Jun 2006 to 2 Apr 2007)
  • Tristan Barry

    IRN TXB00464

    • [FCA CF] Client dealing (since 15 Jan 2024)
  • Tsunao Kijima

    IRN KXT01234

    • CF2 Non Executive Director (24 Apr 2006 to 1 Apr 2009)
  • Turgut Saridja

    IRN TXS01118

    • CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2003)
  • Vaseem Karbhari

    IRN VXK09337

    • [FCA CF] Significant management (since 31 Mar 2026)
    • [FCA CF] Material risk taker (since 31 Mar 2026)
    • [FCA CF] Manager of certification employee (since 8 Apr 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (28 Dec 2018 to 8 Dec 2019)
  • Vineet Kohli

    IRN VXK08744

    • CF2 Non Executive Director (10 Dec 2018 to 8 Dec 2019)
  • Vittorio Nuzzo

    IRN VXN00059

    • [FCA CF] Proprietary trader (since 15 Dec 2025)
    • [FCA CF] Client dealing (since 9 Jul 2024)
  • William Smith

    IRN WXS00225

    • [FCA CF] Proprietary trader (since 23 Sep 2025)
    • [FCA CF] Client dealing (since 23 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.