Date authorised
1 April 2013
Companies House
00764299
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Trident House
    Guildford Road
    Ottershaw
    Chertsey
    Surrey
    KT16 0NZ
    UNITED KINGDOM
    Phone
    +441932874411
  • Complaints Contact

    Trident House
    Guildford Road
    Ottershaw
    Chertsey
    Surrey
    KT16 0NZ
    UNITED KINGDOM
    Phone
    +441932874411

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to credit broking for the purposes of or in connection with the sale or hire of motor vehicles
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 2 limitations
    • · This permission is limited to debt adjusting with no debt management activity
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Roberts

    IRN CJR01123

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • James Barnaby Roberts

    IRN JBR01043

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Richard Michael Roberts

    IRN RMR01052

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (23 Apr 2015 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 17 Feb 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.