Trident Financial Planning Limited

FRN: 969061
Companies House: 13729809
Last scraped: 3 weeks ago

This firm operates as an appointed representative of Foundation Investment Management Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Markham Mews

Broad Street

Wokingham

Berkshire

RG40 1AB

UNITED KINGDOM

Phone

+4401189073281

Web

https://www.tridentfp.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Wagstaff
IRN AXW00054
- Employed By (since 16 Jun 2024)
- Employed By (24 Mar 2024 to 12 Apr 2024)
Duncan Alexander Forbes
IRN DAF00032
- Employed By (since 9 Jul 2024)
- Employed By (24 Mar 2024 to 12 Apr 2024)
Samuel Lewis Williams
IRN SXW08306
- Employed By (since 24 Mar 2024)
- Employed By (3 Feb 2022 to 12 Apr 2024)
Thomas Samuel Lush
IRN TXL00255
- Employed By (since 24 Mar 2024)
- Employed By (23 Jan 2024 to 12 Apr 2024)
Vincent Reeves
IRN VXR00003
- Employed By (3 Feb 2022 to 13 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.