Tresidor Investment Management LLP

• Principal Place of Business

  72 Welbeck Street

  London

  Greater London

  W1G 0AY

  UNITED KINGDOM

  Phone

  +442072930471

  Web

  https://tresidor.com

• Complaints Contact

  72 Welbeck Street

  London

  W1G 0AY

  UNITED KINGDOM

  Phone

  +442072930471

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marc Lynn Sharman

  IRN MLS01089

  • [FCA CF] Client dealing (since 1 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
  • CF30 Customer (14 May 2019 to 8 Dec 2019)
  • CF4 Partner (14 May 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 May 2019 to 8 Dec 2019)
• Michael Edward John Phelps

  IRN MEP01031

  • [FCA CF] Client dealing (since 1 Mar 2021)
  • [FCA CF] Material risk taker (since 1 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (14 May 2019 to 8 Dec 2019)
  • CF4 Partner (14 May 2019 to 8 Dec 2019)
• Niall Sheehan

  IRN NXS19946

  • [FCA CF] Client dealing (since 1 Mar 2021)
  • SMF27 Partner (since 16 Dec 2019)
• Nikhil Kohli

  IRN NXK01490

  • [FCA CF] Client dealing (since 1 Mar 2021)
  • [FCA CF] Material risk taker (since 1 Mar 2021)
  • CF30 Customer (17 May 2019 to 8 Dec 2019)
• Peter Jurik

  IRN PXJ01394

  • [FCA CF] Client dealing (since 1 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (28 Oct 2019 to 8 Dec 2019)
• Sebastian Tobias Kaufmann

  IRN STK01018

  • [FCA CF] Client dealing (since 1 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (1 Mar 2021 to 31 Jan 2022)
  • CF4 Partner (12 Nov 2019 to 8 Dec 2019)
• Stuart Grant Roden

  IRN SGR01031

  • SMF9 Chair of the Governing Body (26 Jun 2020 to 1 Jan 2026)
  • CF2 Non Executive Director (29 Oct 2019 to 8 Dec 2019)
• Yuliya Branshtein

  IRN YXB01184

  • [FCA CF] Client dealing (since 9 Jul 2024)

No changes recorded yet.