TrendWatch Asset Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Andreas Demetriades
IRN AXD01257
- CF30 Customer (6 Jan 2011 to 29 Nov 2011)
David Arthur Watts
IRN DAW01228
- CF30 Customer (3 Dec 2010 to 29 Nov 2011)
Garry James Waller
IRN GJW00013
- CF30 Customer (30 Jan 2013 to 22 Jan 2018)
Paresh Harvind Kiri
IRN PHK01008
- CF30 Customer (6 Apr 2011 to 10 Feb 2014)
Philip Seaton
IRN PXS02417
- CF30 Customer (1 Feb 2015 to 8 Dec 2019)
Robert Leonard Cullum
IRN RLC00019
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF28 Systems and controls (23 Apr 2008 to 8 Dec 2019)
- CF3 Chief Executive (23 Apr 2008 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (7 Jan 2005 to 8 Dec 2019)
- CF21 Investment Adviser (7 Jan 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (7 Jan 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Jan 2005 to 8 Dec 2019)
Soumitra Sengupta
IRN SXS01715
- CF30 Customer (1 Mar 2011 to 10 Feb 2014)
Stuart Darrell Barron
IRN SDB01154
- CF30 Customer (7 Feb 2011 to 10 Feb 2014)
William Johnston
IRN WXJ01055
- CF30 Customer (3 Mar 2009 to 21 Nov 2017)
- CF1 Director (1 Oct 2008 to 21 Nov 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.