TREND ANALYSIS LIMITED

Date authorised
1 April 2013
Companies House
02178264
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sophies Choice
    Sandy Cross
    Heathfield
    East Sussex
    TN21 8BJ
    UNITED KINGDOM
    Phone
    +441435868474
    Web
    https://www.trend-analysis.com

  • Complaints Contact

    Sophies Choice
    Sandy Cross
    Heathfield
    East Sussex
    TN21 8BJ
    UNITED KINGDOM
    Phone
    +441435868474

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alessandro Capuano

    IRN AXC01661

    • CF26 Customer Trading (1 Feb 2004 to 4 Dec 2004)
    • CF21 Investment Adviser (4 Feb 2003 to 4 Dec 2004)
  • Bradford Robert Lambert

    IRN BRL01015

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • John Dean

    IRN JXD01268

    • CF30 Customer (1 Nov 2007 to 20 Apr 2018)
    • CF1 Director (1 Dec 2001 to 20 Apr 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.