This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Travis Yates Independent Financial Planning Ltd

Watch for changes

FRN: 196901
Last scraped: 6 hours ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

79 King Street

Whalley

Clitheroe

Lancashire

BB7 9SW

UNITED KINGDOM

Phone

+4401254823395

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Darren John Travis
IRN DJT00031
- (3)Employed By (1 Dec 2001 to 27 Jul 2010)
Michael Joseph Andrew
IRN MJA00007
- (1)Employed By (27 Nov 2003 to 11 Dec 2008)
Michaela Ryan
IRN MXG01656
- (2)Employed By (17 Sep 2007 to 11 Dec 2008)
Sean Anthony Yates
IRN SAY00002
- (4)Employed By (1 Dec 2001 to 27 Jul 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.