Trailmark Group Ltd

Date authorised
1 October 2014
Companies House
08468357
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    46A Frognal
    London
    Middlesex
    NW3 6AG
    UNITED KINGDOM
    Phone
    +442035145421
    Web
    https://trailmark.com

  • Complaints Contact

    Osborne Clarke LLP
    1 London Wall
    London
    City Of London
    EC2Y 5EB
    UNITED KINGDOM
    Phone
    +442035145421

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruce Alan Williamson

    IRN BAW01061

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
    • CF1 Director (1 Oct 2014 to 8 Dec 2019)
  • Catherine Elizabeth Poulin

    IRN CEP01072

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
    • CF1 Director (1 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 8 Dec 2019)
  • Christopher Joseph Caputo

    IRN CJC01287

    • SMF3 Executive Director (since 19 Nov 2020)
    • CF2 Non Executive Director (1 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • Patrick Brown Neuman

    IRN PBN01019

    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • Rolf Winzeler

    IRN RXW01209

    • CF30 Customer (30 Mar 2016 to 7 Feb 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.