Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• MEHMET HUSSEIN AFKARI

  IRN MHA01102

  • [FCA CF] Client dealing (3 Sep 2021 to 2 Sep 2022)
  • CF30 Customer (18 Aug 2017 to 8 Dec 2019)
• Madeleine Eve Turk

  IRN MXT00766

  • [FCA CF] Client dealing (since 5 Jan 2026)
• Malcolm Graham McCaig

  IRN MGM01071

  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 25 Feb 2020)
  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 25 Feb 2020)
  • CF2 Non Executive Director (9 Dec 2013 to 8 Dec 2019)
• Manisha Kanda

  IRN MXK00556

  • [FCA CF] Client dealing (22 Aug 2022 to 21 Apr 2023)
• Marc Le Roy

  IRN MRL01051

  • CF30 Customer (1 Nov 2007 to 31 Mar 2013)
  • CF21 Investment Adviser (14 Jul 2005 to 31 Oct 2007)
• Marc Michel Philippe Lapeyre

  IRN MML01041

  • [FCA CF] Client dealing (31 Mar 2021 to 20 Nov 2023)
  • CF30 Customer (10 Feb 2017 to 8 Dec 2019)
• Marc Russell Lester

  IRN MRL01098

  • [FCA CF] Client dealing (since 7 Dec 2020)
  • CF30 Customer (3 Jun 2016 to 8 Dec 2019)
• Marc-Olivier Lebeau

  IRN MXL01607

  • CF30 Customer (15 Aug 2016 to 30 Jun 2017)
• Marco Flori

  IRN MXF02109

  • [FCA CF] Client dealing (15 Jan 2021 to 7 Jul 2021)
  • CF30 Customer (28 Jun 2018 to 8 Dec 2019)
• Marco Zingarelli

  IRN MXZ01157

  • CF30 Customer (14 Mar 2019 to 8 Dec 2019)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.