Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Hart

  IRN KXH01469

  • CF30 Customer (6 Feb 2009 to 19 Apr 2012)
• Kevin Philip Bear

  IRN KPB01025

  • [FCA CF] Client dealing (9 Feb 2021 to 30 Apr 2021)
  • CF30 Customer (6 Jul 2018 to 8 Dec 2019)
• Kevin Raymond Moule

  IRN KRM01032

  • CF30 Customer (20 Sep 2011 to 8 Jun 2012)
• Killian Carey Tracey

  IRN KXT01114

  • CF30 Customer (20 Nov 2009 to 30 Jun 2011)
• Kimberley Deanne Biddle

  IRN KDB01042

  • CF30 Customer (22 Jul 2009 to 17 Mar 2011)
• Kris Michael Kirkton

  IRN KMK01039

  • [FCA CF] Manager of certification employee (since 14 Dec 2020)
  • [FCA CF] Client dealing (since 14 Dec 2020)
  • CF30 Customer (29 Nov 2013 to 8 Dec 2019)
• Kyle Lawrence McGrory

  IRN KLM01080

  • [FCA CF] Manager of certification employee (since 13 Jan 2023)
  • [FCA CF] Client dealing (since 18 May 2020)
• LEANNE ROSE SAUNDERS

  IRN LRS01056

  • [FCA CF] Client dealing (27 Jan 2021 to 15 May 2023)
  • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
• LEE DAVIES

  IRN LXD01585

  • [FCA CF] Manager of certification employee (since 23 Nov 2020)
  • [FCA CF] Client dealing (since 23 Nov 2020)
  • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
• LUKE JOHN VINT

  IRN LJV01014

  • [FCA CF] Client dealing (22 Jan 2021 to 11 Aug 2023)
  • CF30 Customer (11 Aug 2017 to 8 Dec 2019)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.